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The firm was censured and fined $17,500. McCann said his research on bad brokers, which dates back two decades, shows that instead of leaving the industry, bad apples are often re-employed at lower compensation and by less prestigious firms, than brokers who do not have customer complaints. John Demeo of Newbridge Securities Corp. - Law Offices of Robert Wayne Newbridge Securities. Your email address will not be published. For example, in 2014, Daniel Pikula (CRD#: 2563165), a Newbridge Securities broker based in an office in West Palm Beach, Florida, was suspended and fined for engaging in unauthorized trading. Newbridge Securities Corp. Complaints Rise Due to GWG L Bonds 0. According to FINRA, the firm failed to get investors a fair market price on certain trades. Newbridge Securities Corp.,a mid-sized broker-dealer based in Boca Raton, FL with 35 regulatory event disclosures, has a history of compliance problems, according to an article in Investment News. Don't give up. The stockbroker and investment fraud lawyers at Sonn Law Group dedicate their entire practice to protecting the interests of investors who have lost money as a result of the negligent or wrongful conduct of those entrusted with protecting and growing our money. Your email address will not be published. 1200 NORTH FEDERAL HIGHWAY SUITE 400 . Cocuzzo is no longer with Newbridge. To send us an e-mail, simply complete and submit the online form below. The truth is that investors who lost money in this fashion may actually be entitled to damages. Northstar Financial Services (Bermuda), Ltd. https://brokercheck.finra.org/firm/summary/104065#disclosuresSection, https://brokercheck.finra.org/individual/summary/1223556, Newbridge Securities Financial Advisor, Peter Goffin, Has Nine Customer Complaints, Newbridge Securities Corporation Financial Advisor, Michael Greenfield, Has Six Customer Complaints, Newbridge Securities Broker, David Fagenson, Has Twelve Customer Complaints Reported On His Disclosure Report, Newbridge Financial Advisor, Dana Davis, Has Eight Customer Complaints, Including Two Pending Complaints, Wolper Law Firm Is Investigating Claims Against Financial Advisor, Xavier Patino, Newbridge Securities Corp. Financial Advisor, Dana Davis, Has 7 Customer Complaints, Including One Pending Complaint Alleging Fraud And Breach Of Fiduciary Duty, Can I Sue Newbridge Securities Corporation Or Salomon Whitney Financial To Recover Investment Losses Caused By Dennis Hayes, Financial Adviser Duane Pellman was Permitted to Resign from Excel Wealth Management, Financial Advisor Miche Jean Disclosed Two Month Suspension by FINRA. The Philadelphia Inquirer reports that on Tuesday, January 23, 2018, a jury for the Delaware County Court of Common Pleas determined that the young girl had received substandard care from Dr. Steven [], Effective new obesity drug poised to revolutionize weight loss treatment, As an increasing number of obese Americans seek Ozempic and Wegovy drugs promoted by celebrities and on TikTok as weight-loss aids a more potent obesity drug is poised to revolutionize treatment. The recent complaints/lawsuits against Newbridge are the result of GWG Holdings L Bonds, GPB Capital, and other non-traded investments. Please. One aspect of this obligation is that brokers must ensure that customers always get the best available price. document.getElementById( "ak_js_1" ).setAttribute( "value", ( new Date() ).getTime() ); gform.initializeOnLoaded( function() {gformInitSpinner( 1, 'https://8zle54.p3cdn1.secureserver.net/wp-content/plugins/gravityforms/images/spinner.svg', true );jQuery('#gform_ajax_frame_1').on('load',function(){var contents = jQuery(this).contents().find('*').html();var is_postback = contents.indexOf('GF_AJAX_POSTBACK') >= 0;if(!is_postback){return;}var form_content = jQuery(this).contents().find('#gform_wrapper_1');var is_confirmation = jQuery(this).contents().find('#gform_confirmation_wrapper_1').length > 0;var is_redirect = contents.indexOf('gformRedirect(){') >= 0;var is_form = form_content.length > 0 && !